Global Broker Regulation Inquiry App
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A Visit to YUEXIU SECURITIES in Hong Kong – Office Found
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：25-07-2025
YUEXIU SECURITIES
A Visit to Stockwell in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：25-07-2025
Stockwell Securities Limited
A Visit to Shacom in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：25-07-2025
SHACOM FUTURES LIMITED
A Visit to On Shun Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：25-07-2025
On Shun
A Visit to China Galaxyin Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：25-07-2025
China Galaxy
A Visit to GeTrade in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：24-07-2025
GeGold
A Visit to Goldbar in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：24-07-2025
Goldbar
A Visit to Red Lion Capital in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：24-07-2025
RLC
A Visit to MTF in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：24-07-2025
MTF
A Visit to TANRICH in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：24-07-2025
TANRICH
A Visit to JINRUI FUTURES in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
JINRUI FUTURES (HONG KONG) LTD
A Visit to ChaoShang in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
ChaoShang
A Visit to CPY in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
CPY
A Visit to Open Securities in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
OPEN SECURITIES
A Visit to TG in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
TG
A Visit to Value Partners Group in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
Value Partners Group
A Visit to Mega Rich in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
Mega Rich
A Visit to Funderstone Securities in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-07-2025
FUNDERSTONE
A Visit to ZHONGHUI INTERNATIONAL in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-07-2025
ZHONGHUI INTERNATIONAL
A Visit to PLOTIO in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-07-2025
PLOTIO
Hong Kong YUEXIU SECURITIES
Hong Kong Stockwell Securities Limited
Hong Kong SHACOM FUTURES LIMITED
Hong Kong On Shun
Hong Kong China Galaxy
Hong Kong GeGold
Hong Kong Goldbar
Hong Kong RLC
Hong Kong MTF
Hong Kong TANRICH
Hong Kong JINRUI FUTURES (HONG KONG) LTD
Hong Kong ChaoShang
Hong Kong CPY
Hong Kong OPEN SECURITIES
Hong Kong TG
Hong Kong Value Partners Group
Hong Kong Mega Rich
Hong Kong FUNDERSTONE
Hong Kong ZHONGHUI INTERNATIONAL
Hong Kong PLOTIO
Field-Surveyed Broker
Regulated
MUFG
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
Not Regulated
Barclays
1.43
Score Listed2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
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